Legal and Compliance
Communication Preferences
Draft Updated October 2, 2026 · Not yet effective
This page describes the connected local website and identifies matters requiring confirmation before publication. It is not an approved production policy or a compliance certification.
Responding to your inquiry
The form allows you to choose By Phone or By Email. Only the selected contact method is required. The preference concerns responding to the inquiry; it does not enroll you in marketing communications or authorize disclosure of tax return information.
Current Inquiry Handling
The form saves your inquiry and preferred contact method for authenticated staff review. Submission does not automatically send an email, telephone call or text message. Staff handle any response manually. Automated SMS is disabled.
Changing a preference
For communications initiated directly with the company, contact connect@cauldronfinancialservices.com or (805) 265-0168 to discuss your preferred method. Do not include confidential information in that request.
Marketing and confidential records
Automated marketing calls, text messages and email campaigns are not implemented in this preview. Appropriate choices and notices must be established before introducing them. A contact preference is not permission to send confidential documents over an insecure channel.
Questions? connect@cauldronfinancialservices.com · (805) 265-0168